Non-Qualified Forms


As the owner of an account at CNB it is your responsibility to investigate each and every investment you select and/or hold within your account. Consult adequate legal, tax, or investment professionals for assistance and make sure you understand:

  • What you are investing in
  • How much risk is involved
  • Who you are investing with
  • Why the investment is suitable for you

Use these forms for Non-Qualified Accounts, for IRA forms click here.


Non-Qualified New Account Forms
Non-Qualified Account Application

Includes the application, custodial agreement, disclosure statement, and instructions for a non-qualified account.

Non-Qualified Account Application form PDF download DocuSign online form
Standard Fee Schedule Standard Fee Schedule form PDF download

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Precious Metals Fee Schedule

Use for any account holding a precious metal.

Precious Metals Fee Schedule form PDF download

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Easy Steps To a Non-Qualified Account Easy Steps To a Non-Qualified Account form PDF download

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Non-Qualified Account Transfer Forms
Non-Qualified Account Transfer Request

Use for non-qualified accounts only.

Non-Qualified Account Transfer Request form PDF download DocuSign online form
ACH Deposit Request

For deposits into non-qualified accounts

ACH Deposit Request form PDF download DocuSign online form
Wire Instructions Wire Instructions form PDF download

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Non-Qualified Purchase/Sale/Exchange Forms
Investment Authorization

Client signature required on all non-publically traded investments.

Investment Authorization form PDF download DocuSign online form
Precious Metals Investment Authorization

Use only to purchase or sell a precious metal.

Precious Metals Investment Authorization form PDF download DocuSign online form
Brokerage Account Establishment Instructions

Use for DVP & retail brokerage accounts.

Brokerage Account Establishment Instructions form PDF download

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Non-Qualified Account Update Forms
Account Update Form

Use for All Account changes – address, phone, third party authorization, etc.

Account Update Form form PDF download DocuSign online form
Transfer On Death Form

Use to update the transfer on death instructions for non-qualified accounts. This form must be notarized.

Transfer On Death Form form PDF download

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Representative Designation Form

Use to add a representative to your account or change the representative currently listed on your account.

Representative Designation Form form PDF download DocuSign online form
Affidavit for Power of Attorney

Please include a copy of your Power of Attorney document with this form.

Affidavit for Power of Attorney form PDF download

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Non-Qualified Online Estatement Forms
Authorization for Representative Authorization for Representative form PDF download DocuSign online form
Authorization for Account Owner Authorization for Account Owner form PDF download DocuSign online form
Non-Qualified Account Beneficiary Forms
Non-Qualified Account Beneficiary Claim

Use this form to claim a deceased account. For non-qualified accounts only.

Non-Qualified Account Beneficiary Claim form PDF download

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Non-Qualified Account Withdrawal Forms
Withdrawal Request

Use for non-qualified accounts only.

Withdrawal Request form PDF download DocuSign online form
Direct Deposit

Use only to update bank information.

Direct Deposit form PDF download DocuSign online form
Other Non-Qualified Account Forms & Resources
Authorization For Advisory Fees Authorization For Advisory Fees form PDF download DocuSign online form
Precious Metals Disclosures & Instructions Precious Metals Disclosures & Instructions form PDF download

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Change of Representative’s Firm Information

Use for address changes, broker/dealer changes, etc.  This form may also be used to resign on an account.

Change of Representative’s Firm Information form PDF download DocuSign online form
Broker-Dealer Consent Broker-Dealer Consent form PDF download

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Non-Qualified New Account Forms
Non-Qualified Account Application

Includes the application, custodial agreement, disclosure statement, and instructions for a non-qualified account.

Non-Qualified Account Application form PDF download DocuSign online form
Standard Fee Schedule Standard Fee Schedule form PDF download

n/a

Precious Metals Fee Schedule

Use for any account holding a precious metal.

Precious Metals Fee Schedule form PDF download

n/a

Easy Steps To a Non-Qualified Account Easy Steps To a Non-Qualified Account form PDF download

n/a

Non-Qualified Account Transfer Forms
Non-Qualified Account Transfer Request

Use for non-qualified accounts only.

Non-Qualified Account Transfer Request form PDF download DocuSign online form
ACH Deposit Request

For deposits into non-qualified accounts

ACH Deposit Request form PDF download DocuSign online form
Wire Instructions Wire Instructions form PDF download

n/a

Non-Qualified Purchase/Sale/Exchange Forms
Investment Authorization

Client signature required on all non-publically traded investments.

Investment Authorization form PDF download DocuSign online form
Precious Metals Investment Authorization

Use only to purchase or sell a precious metal.

Precious Metals Investment Authorization form PDF download DocuSign online form
Brokerage Account Establishment Instructions

Use for DVP & retail brokerage accounts.

Brokerage Account Establishment Instructions form PDF download

n/a

Non-Qualified Account Update Forms
Account Update Form

Use for All Account changes – address, phone, third party authorization, etc.

Account Update Form form PDF download DocuSign online form
Transfer On Death Form

Use to update the transfer on death instructions for non-qualified accounts. This form must be notarized.

Transfer On Death Form form PDF download

n/a

Representative Designation Form

Use to add a representative to your account or change the representative currently listed on your account.

Representative Designation Form form PDF download DocuSign online form
Affidavit for Power of Attorney

Please include a copy of your Power of Attorney document with this form.

Affidavit for Power of Attorney form PDF download

n/a

Non-Qualified Online Estatement Forms
Authorization for Representative Authorization for Representative form PDF download

n/a

Authorization for Account Owner Authorization for Account Owner form PDF download DocuSign online form
Non-Qualified Account Beneficiary Forms
Non-Qualified Account Beneficiary Claim

Use this form to claim a deceased account. For non-qualified accounts only.

Non-Qualified Account Beneficiary Claim form PDF download

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Non-Qualified Account Withdrawal Forms
Withdrawal Request

Use for non-qualified accounts only.

Withdrawal Request form PDF download DocuSign online form
Direct Deposit

Use only to update bank information.

Direct Deposit form PDF download DocuSign online form
Other Non-Qualified Account Forms & Resources
Authorization For Advisory Fees Authorization For Advisory Fees form PDF download DocuSign online form
Precious Metals Disclosures & Instructions Precious Metals Disclosures & Instructions form PDF download

n/a

Change of Representative’s Firm Information

Use for address changes, broker/dealer changes, etc.  This form may also be used to resign on an account.

Change of Representative’s Firm Information form PDF download

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Broker-Dealer Consent Broker-Dealer Consent form PDF download

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NOTE: These forms are in Portable Document Format (PDF) and you will need Adobe Acrobat Reader to view them. Click on the Acrobat Reader icon and follow the instructions to download it if you do not have it. Our fillable pdf forms vary in size. Please allow sufficient time for them to download. If you experience a continued problem with a particular form on our website, please contact Community National Bank at (800)680-0340 or by e-mail at irainfo@communitynationalbank.net